For family offices and investors evaluating a sponsor
Read the sponsor's record before you commit.
For a sponsor with an offering filed with the SEC since 2015, SERA IQ assembles its record as filed: the offerings it reported, who sold them and, where it reports as an adviser, its regulatory record, each figure linked to the filing it comes from.
$199 a month for 24 months, up to $2,400 saved. No contract; cancel any time; your first month back within 5 calendar days if you ask and have not exported or gone past the first days' limits.
Not ready? Receive the free weekly Capital Brief.
The problem it solves
A sponsor's presentation shows the deals it chooses to show. The filings show every offering the sponsor reported to the SEC since 2015, how much of each was sold, and who was paid to sell it.
What you see
Exhibit A
The record at a glance. The sponsor's offerings since 2015 on one line and one timeline: how many, the new money reported, the placement agents named, and its registration as an adviser.
Exhibit B
Each offering, as filed. The amount sought where the filing states one, the amount sold, the dates of its first and latest filings, the placement firms named and the commission reported.
Exhibit C
The regulatory record. Where the sponsor's adviser reports to regulators: its registration, fund families and its own answers on criminal, regulatory and civil matters, dated to the filing; U.S. sanctions (OFAC) entries where the record links one, and SEC orders that name an issuer. A sponsor with none shown is not cleared.
How you would use it
- Look up the sponsor by name, CIK or CRD.
- Read its record at a glance, then each offering as filed.
- Follow it. An email reports when it files again or amends an offering.
What SERA IQ gives you
The sponsor's record in one place, as it was filed: every offering it reported, who was paid to sell each one, and the adviser's own answers to regulators, each figure linked to its source. Every sponsor's record is read by the same rules, so the judgement you form rests on the documents themselves.
Price
- Plan
- One price, everything included.
- Price
- $299 a month
- Founder rate
- $199 a month instead of $299, held for your first 24 months. That's up to $2,400 saved. The rate stays as long as you stay subscribed.Open to a limited number of early subscribers, for a limited time.
- Contract
- No contract: you pay monthly and can cancel any time. Access continues to the end of the paid month.
- First month
- First-time subscribers may request a refund of their first month within 5 calendar days after the day of the charge, if they have not exported any data or chosen to continue past the first days' limits.
Every export is marked to your account.
$199 a month for 24 months, up to $2,400 saved. No contract; cancel any time; your first month back within 5 calendar days if you ask and have not exported or gone past the first days' limits.
Not ready? Receive the free weekly Capital Brief.
Request a demo (by invitation)Questions
Which sponsors are covered?
Sponsors with an offering filed with the SEC on Form D since 2015: the issuer by its own filings, and an adviser through the Form ADV that lists its funds. A sponsor with no such filing has no record in SERA IQ.
Is this a rating of the sponsor?
No. Every figure is what the sponsor and its offerings filed, linked to the filing. The judgement stays with you.
Can I follow a sponsor I have invested with?
Yes. Follow it from its page; an email reports when it files again, amends an offering or, for an adviser, when its registration shows a new fund or a large change in its assets.